Privacy Policy

Last Updated: March, 2020

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

We collect your personal information, for example, when you
Open an account or enter into an investment advisory contract
Give us your income information or provide employment information
Tell us about your investment or retirement portfolio or give us your contact information

The type of personal information may include
Social security number and/or other tax payer identification number
Income, net worth, asset details, and past transactions
Occupation, date of birth, and risk tolerance

Information we share
All financial companies need to share customer’s personal information in order to conduct their business. Below we describe the reasons financial companies can share customer’s personal information and whether DGS Capital Management, LLC chooses to share or not share under each of those categories:
For everyday business purposes (processing trades, maintaining accounts, etc.): Yes
For our internal marketing purposes (to offer you our services and products): Yes
For joint marketing with other financial companies: No
For our affiliates everyday business operations: No
For our affiliates to market to you: No
For non-affiliates to market to you: No

Protecting your personal information
We restrict access to non-public personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards to ensure the integrity and confidentiality of your non-public personal information.

DisclosuresForm ADV 2AForm CRSPrivacy